EcoR1 Capital, LLC's Form 4 filing
Zymeworks Inc. (ZYME) · filed Jan 18, 2023
- Accession no.
- 0001567619-23-000997
- Filed
- Jan 18, 2023
- Trade date
- Jan 13-18, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $9.70M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| EcoR1 Capital, LLCCIK 0001587114 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2023 | Common Stock | PPurchaseAcquired | +342,100 | $9.81 | +$3,356,001 | 8,936,973 | Indirect | |
| Jan 17, 2023 | Common Stock | PPurchaseAcquired | +440,000 | $9.80 | +$4,312,000 | 9,376,973 | Indirect | |
| Jan 18, 2023 | Common Stock | PPurchaseAcquired | +203,000 | $10.00 | +$2,030,000 | 9,579,973 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.