Ekman Lars's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Jan 5, 2023
- Accession no.
- 0001567619-23-000574
- Filed
- Jan 5, 2023
- Trade date
- Jan 3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $886.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ekman LarsCIK 0001376117 | Director, Other: Chair of the Board |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +15,834 | $6.41 | +$101,495.94 | 16,077 | Direct | |
| Jan 3, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −3,411 | $54.15F2 | −$184,705.65 | 12,666 | Direct | |
| Jan 3, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,897 | $55.35F3 | −$160,348.95 | 9,769 | Direct | |
| Jan 3, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −6,621 | $56.33F4 | −$372,960.93 | 3,148 | Direct | |
| Jan 3, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,303 | $56.98F5 | −$74,244.94 | 1,845 | Direct | |
| Jan 3, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,523 | $58.67F6 | −$89,354.41 | 322 | Direct | |
| Jan 3, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −10 | $59.46 | −$594.6 | 312 | Direct | |
| Jan 3, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −69 | $60.85F7 | −$4,198.65 | 243 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Ordinary Shares | MOption exerciseDisposed | −15,834 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $53.74 to $54.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 7 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $54.75 to $55.74, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $55.76 to $56.755, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $56.76 to $57.31, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades in prices ranging from $58.195 to $58.92, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades in prices ranging from $60.77 to $61.00, inclusive.
Referenced by the price of 1 transaction in Table I.