Collier Richard T's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Dec 5, 2022
- Accession no.
- 0001567619-22-021312
- Filed
- Dec 5, 2022
- Trade date
- Dec 5, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $310.4K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Collier Richard TCIK 0001110751 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $6.41 | +$32,050 | 6,219 | Direct | |
| Dec 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,915 | $60.28F2 | −$115,436.2 | 4,304 | Direct | |
| Dec 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −913 | $61.13F3 | −$55,811.69 | 3,391 | Direct | |
| Dec 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −576 | $62.71F4 | −$36,120.96 | 2,815 | Direct | |
| Dec 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −647 | $63.83F5 | −$41,298.01 | 2,168 | Direct | |
| Dec 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −949 | $65.02F6 | −$61,703.98 | 1,219 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Ordinary Shares | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 5,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $59.72 to $60.67, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 6 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $60.87 to $61.65, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $62.19 to $63.06, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $63.465 to $64.145, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades in prices ranging from $64.66 to $65.62, inclusive.
Referenced by the price of 1 transaction in Table I.