Cooke Shane's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Nov 10, 2022
- Accession no.
- 0001567619-22-019628
- Filed
- Nov 10, 2022
- Trade date
- Nov 10, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $280.8K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cooke ShaneCIK 0001524823 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $6.41 | +$32,050 | 5,000 | Direct | |
| Nov 10, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −255 | $54.20F2 | −$13,821 | 4,745 | Direct | |
| Nov 10, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −3,870 | $56.14F3 | −$217,261.8 | 875 | Direct | |
| Nov 10, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −875 | $56.85F4 | −$49,743.75 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Ordinary Shares | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 10,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $54.005 to $55.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $55.51 to $56.50, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $56.52 to $57.12, inclusive.
Referenced by the price of 1 transaction in Table I.