Malecek Michael J's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Oct 28, 2022
- Accession no.
- 0001567619-22-018925
- Filed
- Oct 28, 2022
- Trade date
- Oct 26-27, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.16M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malecek Michael JCIK 0001779336 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2022 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +65,000 | $10.27 | +$667,550 | 65,000 | Direct | |
| Oct 26, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −15,708 | $59.37F2 | −$932,583.96 | 49,292 | Direct | |
| Oct 26, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −29,572 | $60.27F3 | −$1,782,304.44 | 19,720 | Direct | |
| Oct 26, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −19,720 | $61.12F4 | −$1,205,286.4 | 0 | Direct | |
| Oct 27, 2022 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +20,000 | $10.27 | +$205,400 | 20,000 | Direct | |
| Oct 27, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −20,000 | $62.00F5 | −$1,240,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2022 | Ordinary Shares | MOption exerciseDisposed | −65,000 | $0.00 | $0 | 165,000 | Direct | |
| Oct 27, 2022 | Ordinary Shares | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 145,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $58.785 to $59.78, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 5 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $59.785 to $60.775, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $60.815 to $61.49, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $62.00 to $62.06, inclusive.
Referenced by the price of 1 transaction in Table I.