Collier Richard T's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Oct 7, 2022
- Accession no.
- 0001567619-22-018377
- Filed
- Oct 7, 2022
- Trade date
- Oct 5, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $289.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Collier Richard TCIK 0001110751 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2022 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $6.41 | +$32,050 | 6,219 | Direct | |
| Oct 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −890 | $56.54F2 | −$50,320.6 | 5,329 | Direct | |
| Oct 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −3,404 | $57.97F3 | −$197,329.88 | 1,925 | Direct | |
| Oct 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −352 | $58.94F4 | −$20,746.88 | 1,573 | Direct | |
| Oct 5, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −354 | $59.95F5 | −$21,222.3 | 1,219 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2022 | Ordinary Shares | MOption exerciseAcquired | +5,000 | $0.00 | $0 | 15,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $56.37 to $56.87, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 5 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $57.53 to $58.48, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $58.585 to $59.30, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $59.90 to $60.00, inclusive.
Referenced by the price of 1 transaction in Table I.