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Brown Melissa Ann's Form 4/A amendment

Amended

AeroVironment Inc (AVAV) · filed Sep 6, 2022

Accession no.
0001567619-22-017031
Filed
Sep 6, 2022
Trade date
Jul 2, 2021-Jul 11, 2022
Filing delay
431 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Jul 7, 2021

This filing lists 8 non-derivative transactions. Open-market sales total $90.9K. It was filed 431 days after the trade.

This amendment replaces 0001567619-22-009856 (filed May 9, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brown Melissa AnnCIK 0001718505Officer (VP, Gen. Counsel, Corp. Sec.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 2, 2021Common StockAGrant or awardAcquired+1,863$0.00$011,337Direct
Jul 2, 2021Common StockFTax withholdingDisposed−505$97.69−$49,333.4510,832Direct
Jul 9, 2021Common StockFTax withholdingDisposed−397$99.34−$39,437.9810,435Direct
Mar 10, 2022Common StockSSaleDisposed−1,200$75.77−$90,9249,235Direct
Jun 29, 2022Common StockMOption exerciseAcquired+984$0.00$010,219Direct
Jun 29, 2022Common StockFTax withholdingDisposed−341$77.96−$26,584.369,878Direct
Jul 1, 2022Common StockAGrant or awardAcquired+2,118$0.00$011,996Direct
Jul 11, 2022Common StockFTax withholdingDisposed−527$80.49−$42,418.2311,469Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This line item restates the corrected disclosure made in the Form 4/A dated May 9, 2022 to the original filing made July 2, 2021. Such Form 4/A did not further amend the aggregate holdings resulting from interim filings and subsequent filings carried forward this error. The following line items correct the aggregate holdings on a transaction by transaction basis for the period from July 2, 2021 through the present date.

F2

Corrects aggregate holdings resulting from transactions reported on Form 4 dated July 7, 2021.

F3

Corrects aggregate holdings resulting from transactions reported on Form 4 dated July 13, 2021.

F4

Corrects aggregate holdings resulting from transactions reported on Form 4 dated March 13, 2021.

F5

Corrects aggregate holdings resulting from transactions reported on Form 4 dated July 1, 2022.

F6

Corrects aggregate holdings resulting from transactions reported on Form 4 dated July 1, 2022.

F7

Corrects aggregate holdings resulting from transactions reported on Form 4 dated July 6, 2022.

F8

Corrects aggregate holdings resulting from transactions reported on Form 4 dated July 13, 2022.

Read the full filing on SEC EDGAR (opens in a new tab)