Brown Melissa Ann's Form 4/A amendment
AmendedAeroVironment Inc (AVAV) · filed May 9, 2022
- Accession no.
- 0001567619-22-009856
- Filed
- May 9, 2022
- Trade date
- Jul 2, 2021
- Filing delay
- 311 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 7, 2021
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. It was filed 311 days after the trade.
This filing was later replaced by the amendment 0001567619-22-017031 (Sep 6, 2022). Trade tables on this site use the amended version.
This amendment restates part of 0001567619-21-013077 (filed Jul 7, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brown Melissa AnnCIK 0001718505 | Officer (VP, Gen. Counsel, Corp. Sec.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | AGrant or awardAcquired | +1,863 | $0.00 | $0 | 11,337 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001567619-21-013077 (filed Jul 7, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | FTax withholdingDisposed | −505 | $97.69 | −$49,333.45 | 9,882 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to correct the number of RSAs granted to the Reporting Person, which was inadvertently understated on the Reporting Person's original Form 4. The Reporting Person was granted 1,863 RSAs on July 2, 2021, to vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.
- F2
Due to the error described above, the Reporting Person's Form 4 filed on July 7, 2021, incorrectly reported that the number of shares held by the Reporting Person was 10,387 shares of Common Stock.