Malecek Michael J's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Nov 19, 2021
- Accession no.
- 0001567619-21-020909
- Filed
- Nov 19, 2021
- Trade date
- Nov 19, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $550.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malecek Michael JCIK 0001779336 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +10,000 | $10.27 | +$102,700 | 10,000 | Direct | |
| Nov 19, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −10,000 | $55.00 | −$550,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Ordinary Shares | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 230,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Chief Legal Officer and Company Secretary