Ritchie Bradford E's Form 4/A amendment
AmendedSummit Financial Group, Inc. (SMMF) · filed Oct 27, 2021
- Accession no.
- 0001567619-21-018781
- Filed
- Oct 27, 2021
- Trade date
- Sep 16, 2021
- Filing delay
- 41 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 17, 2021
This filing lists 1 non-derivative transaction and 1 derivative transaction. It carries over 1 transaction from the original filing that it did not restate. It was filed 41 days after the trade.
This amendment restates part of 0001567619-21-017217 (filed Sep 17, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ritchie Bradford ECIK 0001538429 | Officer (President, Subsidiary Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $2.54F3 | +$10,160 | 21,781 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $2.54 | +$10,160 | 0 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001567619-21-017217 (filed Sep 17, 2021).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | PPurchaseAcquired | +19,033 | $21.85 | +$415,871.05 | 19,033 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Option and/or SAR vests in 5 equal annual instamments with beginning date indicated.
- F2
Option and/or SAR expires in 5 equal annual installments with the final date indicated.
- F3
This amendment is to correct the acquired price from $24.09 to $2.54
Referenced by the price of 1 transaction in Table I.