Ritchie Bradford E's Form 4 filing
Summit Financial Group, Inc. (SMMF) · filed Sep 17, 2021
- Accession no.
- 0001567619-21-017217
- Filed
- Sep 17, 2021
- Trade date
- Jul 15-Sep 16, 2021
- Filing delay
- 64 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 64 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001567619-21-018781 (Oct 27, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ritchie Bradford ECIK 0001538429 | Officer (President, Subsidiary Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $24.09 | +$96,360 | 20,781 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $2.54 | +$10,160 | 0 | Direct | |
| Jul 15, 2021 | Common Stock | PPurchaseAcquired | +19,033 | $21.85 | +$415,871.05 | 19,033 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.