Gross Mary E.'s Form 4/A amendment
AmendedUnity Bancorp Inc (UNTY) · filed Jan 31, 2024
- Accession no.
- 0001562180-24-000848
- Filed
- Jan 31, 2024
- Trade date
- Jan 25-26, 2024
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jan 29, 2024
This filing lists 4 non-derivative transactions. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $3.48K. It was filed 6 days after the trade.
This amendment restates part of 0001562180-24-000707 (filed Jan 29, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gross Mary E.CIK 0001502228 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2024 | Common Stock | MOption exerciseAcquired | +100 | $18.77 | +$1,877 | 17,276 | Direct | |
| Jan 25, 2024 | Common Stock | SSaleDisposed | −100 | $30.00 | −$3,000 | 17,176 | Direct | |
| Jan 26, 2024 | Common Stock | MOption exerciseAcquired | +8 | $18.77 | +$150.16 | 17,184 | Direct | |
| Jan 26, 2024 | Common Stock | SSaleDisposed | −8 | $30.00 | −$240 | 17,176 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001562180-24-000707 (filed Jan 29, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Restricted | MOption exerciseAcquired | +8 | $18.77 | +$150.16 | 16,095 | Direct | |
| Jan 26, 2024 | Common Restricted | SSaleDisposed | −8 | $30.00 | −$240 | 16,087 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2024 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 11,152 | Direct | |
| Jan 26, 2024 | Common Stock | MOption exerciseDisposed | −8 | $0.00 | $0 | 11,144 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on 1/29/2024, is being amended to correct an administrative error which misreported the total amount of common stock beneficially owned following the reported transaction. The error was not the result of the transaction amount being incorrectly reported, therefore no changes were made to the transaction amount.
- F2
17,176 shares consisting of 16,087 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account
Remarks
Total Beneficial Ownership: 33,570