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Gross Mary E.'s Form 4 filing

Unity Bancorp Inc (UNTY) · filed Jan 29, 2024

Accession no.
0001562180-24-000707
Filed
Jan 29, 2024
Trade date
Jan 25-26, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.24K. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001562180-24-000848 (Jan 31, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gross Mary E.CIK 0001502228Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 25, 2024Common StockMOption exerciseAcquired+100$18.77+$1,87716,187Direct
Jan 25, 2024Common StockSSaleDisposed−100$30.00−$3,00016,087Direct
Jan 26, 2024Common RestrictedMOption exerciseAcquired+8$18.77+$150.1616,095Direct
Jan 26, 2024Common RestrictedSSaleDisposed−8$30.00−$24016,087Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 25, 2024Common StockMOption exerciseDisposed−100$0.00$011,152Direct
Jan 26, 2024Common StockMOption exerciseDisposed−8$0.00$011,144Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Total Beneficial Ownership: 33,570

Read the full filing on SEC EDGAR (opens in a new tab)