Pine Michael Craig's Form 4/A amendment
AmendedEyePoint, Inc. (EYPT) · filed Dec 11, 2023
- Accession no.
- 0001562180-23-008273
- Filed
- Dec 11, 2023
- Trade date
- Dec 4, 2023
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Dec 6, 2023
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.01M. It was filed 7 days after the trade.
This amendment replaces 0001562180-23-008172 (filed Dec 6, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pine Michael CraigCIK 0001904458 | Officer (Chief Corp Dev.&Strat. Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2023 | Common Stock | MOption exerciseAcquired | +45,000 | $12.62 | +$567,900 | 50,343 | Direct | |
| Dec 4, 2023 | Common Stock | SSaleDisposed | −45,000 | $22.00 | −$990,000 | 5,343 | Direct | |
| Dec 4, 2023 | Common Stock | SSaleDisposed | −1,000 | $20.79 | −$20,790 | 4,343 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2023 | Common Stock | MOption exerciseDisposed | −45,000 | $0.00 | $0 | 55,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes 2,159 shares acquired on January 31, 2023 and 2,184 shares acquired on July 31,2023 pursuant to EyePoint's 2019 Employee Stock Purchase Plan.
- F2
This owned share transaction was inadvertently left off of the original Form 4 filing on December 6, 2023.
- F3
The option to purchase will vest and become exercisable as follows: 25% at January 10th, 2023 and the remainder ratably, on a monthly basis, over the remaining three years.