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Morrison Briggs's Form 4 filing

Syndax Pharmaceuticals Inc (SNDX) · filed Apr 12, 2023

Accession no.
0001562180-23-003521
Filed
Apr 12, 2023
Trade date
Apr 10, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.03M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Morrison BriggsCIK 0001654430Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 10, 2023Common StockMOption exerciseAcquired+52,855$6.38+$337,214.970,691Direct
Apr 10, 2023Common StockSSaleDisposed−52,855$19.53F2−$1,032,258.1517,836Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 10, 2023Common StockMOption exerciseDisposed−52,855$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The sale prices ranged from $19.28 to $20.11.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)