Morrison Briggs's Form 4 filing
Syndax Pharmaceuticals Inc (SNDX) · filed Sep 16, 2022
- Accession no.
- 0001562180-22-006706
- Filed
- Sep 16, 2022
- Trade date
- Sep 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $6.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Morrison BriggsCIK 0001654430 | Director, Officer (President, Head of R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2022 | Common Stock | MOption exerciseAcquired | +87,645 | $7.20 | +$631,044 | 105,481 | Direct | |
| Sep 14, 2022 | Common Stock | SSaleDisposed | −87,645 | $23.80 | −$2,085,951 | 17,836 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseAcquired | +66,775 | $7.20 | +$480,780 | 84,611 | Direct | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −66,775 | $24.20 | −$1,615,955 | 17,836 | Direct | |
| Sep 16, 2022 | Common Stock | MOption exerciseAcquired | +71,966 | $7.20 | +$518,155.2 | 89,802 | Direct | |
| Sep 16, 2022 | Common Stock | SSaleDisposed | −71,966 | $23.22 | −$1,671,050.52 | 17,836 | Direct | |
| Sep 16, 2022 | Common Stock | MOption exerciseAcquired | +53,034 | $10.90 | +$578,070.6 | 70,870 | Direct | |
| Sep 16, 2022 | Common Stock | SSaleDisposed | −53,034 | $23.22 | −$1,231,449.48 | 17,836 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2022 | Common Stock | MOption exerciseDisposed | −87,645 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseDisposed | −66,775 | $0.00 | $0 | 0 | Direct | |
| Sep 16, 2022 | Common Stock | MOption exerciseDisposed | −53,034 | $0.00 | $0 | 0 | Direct | |
| Sep 16, 2022 | Common Stock | MOption exerciseDisposed | −71,966 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.