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Legault Pierre's Form 4 filing

Syndax Pharmaceuticals Inc (SNDX) · filed Aug 9, 2022

Accession no.
0001562180-22-005979
Filed
Aug 9, 2022
Trade date
Aug 5, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $552.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Legault PierreCIK 0001391045Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2022Common StockMOption exerciseAcquired+10,000$9.63+$96,30042,000Direct
Aug 5, 2022Common StockSSaleDisposed−10,000$23.02−$230,20032,000Direct
Aug 5, 2022Common StockMOption exerciseAcquired+14,000$8.93+$125,02046,000Direct
Aug 5, 2022Common StockSSaleDisposed−14,000$23.02−$322,28032,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 5, 2022Common StockMOption exerciseDisposed−10,000$0.00$00Direct
Aug 5, 2022Common StockMOption exerciseDisposed−14,000$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)