Kenney Brian A's Form 4/A amendment
AmendedGatx Corp (GATX) · filed Feb 7, 2022
- Accession no.
- 0001562180-22-001166
- Filed
- Feb 7, 2022
- Trade date
- Feb 2, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 4, 2022
This filing lists 2 non-derivative transactions. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $10.2M. It was filed 5 days after the trade.
This amendment restates part of 0001562180-22-001152 (filed Feb 4, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kenney Brian ACIK 0001020076 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | SSaleDisposed | −52,259 | $103.90 | −$5,429,710.1 | 241,605 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −45,808 | $104.46 | −$4,785,103.68 | 195,797 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001562180-22-001152 (filed Feb 4, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseAcquired | +17,067 | $39.19 | +$668,855.73 | 212,864 | Direct | |
| Feb 2, 2022 | Common Stock | MOption exerciseAcquired | +81,000 | $61.18 | +$4,955,580 | 293,864 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseDisposed | −17,067 | $0.00 | $0 | 0 | Direct | |
| Feb 2, 2022 | Common Stock | MOption exerciseDisposed | −81,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Transaction code was originally inadvertently reported as "F."