Kenney Brian A's Form 4 filing
Gatx Corp (GATX) · filed Feb 4, 2022
- Accession no.
- 0001562180-22-001152
- Filed
- Feb 4, 2022
- Trade date
- Feb 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001562180-22-001166 (Feb 7, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kenney Brian ACIK 0001020076 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseAcquired | +17,067 | $39.19 | +$668,855.73 | 212,864 | Direct | |
| Feb 2, 2022 | Common Stock | MOption exerciseAcquired | +81,000 | $61.18 | +$4,955,580 | 293,864 | Direct | |
| Feb 2, 2022 | Common Stock | FTax withholdingDisposed | −52,259 | $103.90F1 | −$5,429,710.1 | 241,605 | Direct | |
| Feb 2, 2022 | Common Stock | FTax withholdingDisposed | −45,808 | $104.46F2 | −$4,785,103.68 | 195,797 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseDisposed | −17,067 | $0.00 | $0 | 0 | Direct | |
| Feb 2, 2022 | Common Stock | MOption exerciseDisposed | −81,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sale price. The highest price at which shares were sold was $104.2000 and the lowest price at which shares were sold was $103.2100.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $105.0100 and the lowest price at which shares were sold was $104.2113.
Referenced by the price of 1 transaction in Table I.