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Metzger Michael A's Form 4 filing

Syndax Pharmaceuticals Inc (SNDX) · filed Oct 27, 2021

Accession no.
0001562180-21-006652
Filed
Oct 27, 2021
Trade date
Oct 25-26, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.17M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Metzger Michael ACIK 0001507220Director, Officer (President and COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 25, 2021Common StockMOption exerciseAcquired+44,704$7.20+$321,868.862,363Direct
Oct 25, 2021Common StockSSaleDisposed−44,704$19.13F2−$855,187.5217,659Direct
Oct 26, 2021Common StockMOption exerciseAcquired+16,296$7.20+$117,331.233,955Direct
Oct 26, 2021Common StockSSaleDisposed−16,296$19.20F3−$312,883.217,659Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 25, 2021Common StockMOption exerciseDisposed−44,704$0.00$00Direct
Oct 26, 2021Common StockMOption exerciseDisposed−16,296$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The share price ranged from $19.00 to $19.48

Referenced by the price of 1 transaction in Table I.

F3

The sales price ranged from $19.01 to $19.33

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)