Metzger Michael A's Form 4 filing
Syndax Pharmaceuticals Inc (SNDX) · filed Sep 22, 2021
- Accession no.
- 0001562180-21-006060
- Filed
- Sep 22, 2021
- Trade date
- Sep 20-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $703.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Metzger Michael ACIK 0001507220 | Director, Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | MOption exerciseAcquired | +31,455 | $7.20 | +$226,476 | 49,114 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −31,455 | $19.24F2 | −$605,194.2 | 17,659 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +4,808 | $7.20 | +$34,617.6 | 22,467 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −4,808 | $19.16F3 | −$92,121.28 | 17,659 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +300 | $7.20 | +$2,160 | 17,959 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −300 | $19.02F4 | −$5,706 | 17,659 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | MOption exerciseDisposed | −31,455 | $0.00 | $0 | 0 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseDisposed | −4,808 | $0.00 | $0 | 0 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price ranged from $19.00 to $19.92
Referenced by the price of 1 transaction in Table I.
- F3
The sale prices ranged from $19.02 to $19.31
Referenced by the price of 1 transaction in Table I.
- F4
The sale prices ranged from $19.00 to $19.06
Referenced by the price of 1 transaction in Table I.