Philp Katrina Marie Kramer's Form 4/A amendment
AmendedPro Dex Inc (PDEX) · filed Mar 9, 2022
- Accession no.
- 0001553350-22-000209
- Filed
- Mar 9, 2022
- Trade date
- Sep 13, 2021
- Filing delay
- 177 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 14, 2021
This filing lists 1 non-derivative transaction. Open-market purchases total $97.6K. It was filed 177 days after the trade.
This amendment replaces 0001553350-21-000806 (filed Sep 14, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Philp Katrina Marie KramerCIK 0001797788 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Stock | PPurchaseAcquired | +4,000 | $24.41F2 | +$97,640 | 10,796 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On September 14, 2021, the reporting person filed a Form 4 that inadvertently reported that her spouse acquired 3,468 shares of the issuer's common stock on September 13, 2021 at a weighted average exercise price of $24.41 per share and that, following that acquisition, she beneficially owned 10,264 shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person's spouse acquired 4,000 shares of the issuer's common stock on that same date and at that same weighted average exercise price, resulting in the reporting person beneficially owning 10,796 shares of the issuer's common stock.
- F2
The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $24.04 to $25.00, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form.
Referenced by the price of 1 transaction in Table I.