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Philp Katrina Marie Kramer's Form 4 filing

Pro Dex Inc (PDEX) · filed Sep 14, 2021

Accession no.
0001553350-21-000806
Filed
Sep 14, 2021
Trade date
Sep 13, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $84.7K. It was filed 1 day after the trade.

This filing was later replaced by the amendment 0001553350-22-000209 (Mar 9, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Philp Katrina Marie KramerCIK 0001797788Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2021Common StockPPurchaseAcquired+3,468$24.41F1+$84,653.8810,264Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $24.27 to $25.00, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)