AWM Investment Company, Inc.'s Form 4/A amendment
AmendedSocietal CDMO, Inc. (SCTL) · filed Apr 20, 2022
- Accession no.
- 0001535264-22-000028
- Filed
- Apr 20, 2022
- Trade date
- Apr 18-20, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Apr 20, 2022
This filing lists 3 non-derivative transactions. Open-market purchases total $43.0K. It was filed 2 days after the trade.
This amendment replaces 0001535264-22-000027 (filed Apr 20, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | Other: n/a |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2022 | Common Stock | PPurchaseAcquired | +600 | $1.52F1 | +$912 | 5,082,501 | Indirect | |
| Apr 18, 2022 | Common Stock | PPurchaseAcquired | +15,000 | $1.55F1 | +$23,250 | 5,097,501 | Indirect | |
| Apr 20, 2022 | Common Stock | PPurchaseAcquired | +12,100 | $1.56F1 | +$18,876 | 5,109,601 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time.
Referenced by the price of 3 transactions in Table I.