AWM Investment Company, Inc.'s Form 4 filing
Societal CDMO, Inc. (SCTL) · filed Apr 20, 2022
- Accession no.
- 0001535264-22-000027
- Filed
- Apr 20, 2022
- Trade date
- Apr 18-19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $43.0K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001535264-22-000028 (Apr 20, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2022 | Common Stock | PPurchaseAcquired | +600 | $1.52F1 | +$912 | 5,082,501 | Indirect | |
| Apr 18, 2022 | Common Stock | PPurchaseAcquired | +15,000 | $1.55F1 | +$23,250 | 5,097,501 | Indirect | |
| Apr 19, 2022 | Common Stock | PPurchaseAcquired | +12,100 | $1.56F1 | +$18,876 | 5,109,601 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is a weighted average price.
Referenced by the price of 3 transactions in Table I.