Diaz Diana P's Form 4 filing
Direct Digital Holdings, Inc. (DRCT) · filed Jun 29, 2026
- Accession no.
- 0001493839-26-000003
- Filed
- Jun 29, 2026
- Trade date
- Oct 16, 2025-Apr 1, 2026
- Filing delay
- 256 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. It was filed 256 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diaz Diana PCIK 0001493839 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2025 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +28 | – | – | 65 | Direct | |
| Jan 24, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +102 | – | – | 167 | Direct | |
| Jan 24, 2026 | Class A Common Stock, par value $0.001 per share | FTax withholdingDisposed | −31 | $16.48 | −$510.88 | 136 | Direct | Price outlier |
| Apr 1, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +33 | – | – | 169 | Direct | |
| Apr 1, 2026 | Class A Common Stock, par value $0.001 per share | FTax withholdingDisposed | −10 | $3.34 | −$33.4 | 159 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2025 | Class A Common Stock, par value $0.001 per share | MOption exerciseDisposed | −28 | $0.00 | $0 | 28 | Direct | |
| Jan 24, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseDisposed | −102 | $0.00 | $0 | 0 | Direct | |
| Mar 24, 2026 | Class A Common Stock, par value $0.001 per share | AGrant or awardAcquired | +4,375 | $0.00 | $0 | 4,375 | Direct | |
| Apr 1, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseDisposed | −33 | $0.00 | $0 | 68 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.