Skip to main content

Opaleye Management Inc.'s Form 4 filing

Grace Therapeutics, Inc.GRCE · filed Nov 5, 2026

Accession no.
0001493152-26-050313
Filed
Nov 5, 2026, 9:05 PM ET
Trade date
Nov 3-5, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $33.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 3, 2026Common Stock, par value $0.0001 per sharePPurchaseAcquired+10,328$1.79F2+$18,480.923,046,739Indirect
Nov 4, 2026Common Stock, par value $0.0001 per sharePPurchaseAcquired+5,027$1.80F3+$9,060.163,051,766Indirect
Nov 5, 2026Common Stock, par value $0.0001 per sharePPurchaseAcquired+3,087$1.77F4+$5,478.193,054,853Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.775 to $1.79. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.80 to $1.81. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.77 to $1.78. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)