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Opaleye Management Inc.'s Form 4 filing

Eton Pharmaceuticals, Inc. (ETON) · filed Jul 16, 2026

Accession no.
0001493152-26-033577
Filed
Jul 16, 2026, 5:14 PM ET
Trade date
Jul 14, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $1.06M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001493152-26-033818 (Jul 17, 2026). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 14, 2026Common Stock, par value $0.001 per shareSSaleDisposed−15,000$37.54F3−$563,146.52,665,000Indirect
Jul 14, 2026Common Stock, par value $0.001 per shareSSaleDisposed−13,315$37.54F3−$499,886.3840,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.0152 to $37.9148 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)