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Opaleye Management Inc.'s Form 4 filing

Alpha Cognition Inc. (ACOG) · filed Mar 6, 2026

Accession no.
0001493152-26-009136
Filed
Mar 6, 2026
Trade date
Mar 4-5, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $387.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 4, 2026Common Stock, no par valuePPurchaseAcquired+19,795$5.81F3+$115,008.952,374,844Indirect
Mar 5, 2026Common Stock, no par valuePPurchaseAcquired+42,023$5.80F4+$243,733.42,416,867Indirect
Mar 5, 2026Common Stock, no par valuePPurchaseAcquired+5,000$5.80F4+$29,00090,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.72 to $5.8689. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.85. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)