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Opaleye Management Inc.'s Form 4/A amendment

Amended

Codexis, Inc. (CDXS) · filed Dec 15, 2025

Accession no.
0001493152-25-027633
Filed
Dec 15, 2025
Trade date
Nov 26-Dec 1, 2025
Filing delay
19 days
Rule 10b5-1 plan
Not checked
Original filed
Dec 1, 2025

This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $878.3K. It was filed 19 days after the trade.

This amendment replaces 0001493152-25-025624 (filed Dec 1, 2025).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 26, 2025Common Stock, par value $0.001 per shareSSaleDisposed−148,318$1.74−$258,073.3210,305,000Indirect
Nov 26, 2025Common Stock, par value $0.001 per shareSSaleDisposed−5,000$1.74−$8,700191,012Indirect
Nov 28, 2025Common Stock, par value $0.001 per shareSSaleDisposed−105,000$1.75−$183,75010,200,000Indirect
Nov 28, 2025Common Stock, par value $0.001 per shareSSaleDisposed−2,490$1.75−$4,357.5188,522Indirect
Dec 1, 2025Common Stock, par value $0.001 per shareSSaleDisposed−245,000$1.67−$409,1509,955,000Indirect
Dec 1, 2025Common Stock, par value $0.001 per shareSSaleDisposed−8,533$1.67−$14,250.11179,989Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)