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Opaleye Management Inc.'s Form 4 filing

Codexis, Inc. (CDXS) · filed Nov 14, 2025

Accession no.
0001493152-25-023486
Filed
Nov 14, 2025
Trade date
Nov 12, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $2.10M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2025Common Stock, par value $0.001 per shareSSaleAcquired+890,000$1.94+$1,726,60010,618,318Indirect
Nov 12, 2025Common Stock, par value $0.001 per shareSSaleDisposed−27,459$1.94−$53,270.46196,012Indirect
Nov 12, 2025Common Stock, par value $0.001 per shareSSaleDisposed−165,000$1.96−$323,40010,453,318Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)