Walker Jeffrey Clinton's Form 4/A amendment

Amended

Alliance Entertainment Holding Corp (AENT) · filed Mar 3, 2025

Accession no.: 0001493152-25-008864
Filed: Mar 3, 2025, 4:05 PM ET
Trade date: Feb 26-27, 2025
Filing delay: 5 days
Rule 10b5-1 plan: Not checked
Original filed: Feb 27, 2025

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $269.1K. It was filed 5 days after the trade.

This amendment replaces 0001493152-25-008579 (filed Feb 27, 2025).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Walker Jeffrey ClintonCIK 0001958824	Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Feb 26, 2025	Class A Common Stock	PPurchaseAcquired	+36,684	$3.85^F1,F2	+$141,354.46	22,972,762	Direct
Feb 27, 2025	Class A Common Stock	PPurchaseAcquired	+32,500	$3.93^F1,F3	+$127,715.25	23,005,262	Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade date	Security	Transaction	Underlying shares	Unit price	Value	Held after	Ownership	Flags
Feb 26, 2025	Class A Common Stock	PPurchaseAcquired	+28,476	$0.2589^F4	+$7,372.44	28,476	Direct
Feb 27, 2025	Class A Common Stock	PPurchaseAcquired	+52,500	$0.2843^F5	+$14,925.75	80,976	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

This Amendment is being filed to correct the price reported for the shares of common stock purchased on February 26, 2025 and February 27, 2025.

Referenced by the price of 2 transactions in Table I.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.9852. The reporting person undertakes to provide to Alliance Entertainment Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00.

Referenced by the price of 1 transaction in Table I.

The price repaid in column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2292 to $0.2866.

Referenced by the price of 1 transaction in Table II.

The price repaid in column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.27 to $0.30.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)