Walker Jeffrey Clinton's Form 4 filing
Alliance Entertainment Holding Corp (AENT) · filed Feb 27, 2025
- Accession no.
- 0001493152-25-008579
- Filed
- Feb 27, 2025, 8:32 PM ET
- Trade date
- Feb 26-27, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001493152-25-008864 (Mar 3, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker Jeffrey ClintonCIK 0001958824 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2025 | Class A Common Stock | PPurchaseAcquired | +36,684 | $38,533.00F1 | +$1,413,544,572 | 22,972,762 | Direct | Price outlier |
| Feb 27, 2025 | Class A Common Stock | PPurchaseAcquired | +32,500 | $39,297.00F2 | +$1,277,152,500 | 23,005,262 | Direct | Price outlier |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.9852. The reporting person undertakes to provide to Alliance Entertainment Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00.
Referenced by the price of 1 transaction in Table I.
- F3
The price repaid in column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2292 to $0.2866.
Referenced by the price of 1 transaction in Table II.
- F4
The price repaid in column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.27 to $0.30.
Referenced by the price of 1 transaction in Table II.