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Opaleye Management Inc.'s Form 4 filing

Protara Therapeutics, Inc. (TARA) · filed Sep 12, 2024

Accession no.
0001493152-24-036106
Filed
Sep 12, 2024
Trade date
Sep 11-12, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $271.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 11, 2024Common Stock, par value $0.001 per shareSSaleDisposed−31,000$1.71F3−$53,0102,063,935Indirect
Sep 11, 2024Common Stock, par value $0.001 per shareSSaleDisposed−1,600$1.71F3−$2,73651,500Indirect
Sep 12, 2024Common Stock, par value $0.001 per shareSSaleDisposed−119,801$1.71F4−$204,859.711,944,134Indirect
Sep 12, 2024Common Stock, par value $0.001 per shareSSaleDisposed−6,500$1.71F4−$11,11545,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.74 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.75 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)