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Opaleye Management Inc.'s Form 4 filing

Protara Therapeutics, Inc. (TARA) · filed May 23, 2024

Accession no.
0001493152-24-021230
Filed
May 23, 2024
Trade date
May 21-22, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $130.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 21, 2024Common Stock, par value $0.001 per shareSSaleDisposed−31,200$3.06F3−$95,4722,282,159Indirect
May 21, 2024Common Stock, par value $0.001 per shareSSaleDisposed−1,800$3.06F3−$5,508124,250Indirect
May 22, 2024Common Stock, par value $0.001 per shareSSaleDisposed−9,300$3.02F4−$28,0862,272,859Indirect
May 22, 2024Common Stock, par value $0.001 per shareSSaleDisposed−500$3.00F4−$1,500123,750Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01-$3.17 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.00-$3.03 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)