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Stein Nachum's Form 4/A amendment

Amended

Nexgel, Inc. (NXGL) · filed Dec 2, 2022

Accession no.
0001493152-22-034244
Filed
Dec 2, 2022
Trade date
Nov 21-29, 2022
Filing delay
11 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Dec 1, 2022

This filing lists 4 non-derivative transactions. Open-market purchases total $8.37K. It was filed 11 days after the trade.

This amendment replaces 0001493152-22-034208 (filed Dec 1, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stein NachumCIK 0001107702Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2022Common StockPPurchaseAcquired+2,000$1.17F1+$2,340483,358Direct
Nov 23, 2022Common StockPPurchaseAcquired+100$1.20F2+$120483,458Direct
Nov 25, 2022Common StockPPurchaseAcquired+2,000$1.20F3+$2,400484,458Direct
Nov 29, 2022Common StockPPurchaseAcquired+3,000$1.17F4,F5+$3,510487,458Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The $1.1733 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.15 per share and purchased 1,000 shares of common stock in the open market at a price of $1.1966 per share.

Referenced by the price of 1 transaction in Table I.

F2

The Reporting Person purchased the 100 shares of common stock in the open market all at a price of $1.20 per share.

Referenced by the price of 1 transaction in Table I.

F3

The Reporting Person purchased the 1,000 shares of common stock in the open market all at a price of $1.20 per share.

Referenced by the price of 1 transaction in Table I.

F4

The $1.1667 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.16 per share and purchased 2,000 shares of common stock in the open market at a price of $1.17 per share.

Referenced by the price of 1 transaction in Table I.

F5

This amendment to the Form 4 originally filed on December 1, 2022 is being made to correct the weighted average price per share reported for the shares of common stock purchased by the Reporting Person on November 29, 2022. The weighted average price per share was reported as $1.667. The correct weighted average price per share is $1.1667.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)