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Stein Nachum's Form 4 filing

Nexgel, Inc. (NXGL) · filed Dec 1, 2022

Accession no.
0001493152-22-034208
Filed
Dec 1, 2022
Trade date
Nov 21-29, 2022
Filing delay
10 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $9.87K. It was filed 10 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001493152-22-034244 (Dec 2, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stein NachumCIK 0001107702Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2022Common StockPPurchaseAcquired+2,000$1.17F1+$2,340483,358Direct
Nov 23, 2022Common StockPPurchaseAcquired+100$1.20F2+$120483,458Direct
Nov 25, 2022Common StockPPurchaseAcquired+2,000$1.20F3+$2,400484,458Direct
Nov 29, 2022Common StockPPurchaseAcquired+3,000$1.67F4+$5,010487,458Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The $1.1733 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.15 per share and purchased 1,000 shares of common stock in the open market at a price of $1.1966 per share.

Referenced by the price of 1 transaction in Table I.

F2

The Reporting Person purchased the 100 shares of common stock in the open market all at a price of $1.20 per share.

Referenced by the price of 1 transaction in Table I.

F3

The Reporting Person purchased the 1,000 shares of common stock in the open market all at a price of $1.20 per share.

Referenced by the price of 1 transaction in Table I.

F4

The $1.1677 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.16 per share and purchased 2,000 shares of common stock in the open market at a price of $1.17 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)