Opaleye Management Inc.'s Form 4 filing
Harrow, Inc.HROW · filed Sep 30, 2022
- Accession no.
- 0001493152-22-027192
- Filed
- Sep 30, 2022
- Trade date
- Sep 28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $108.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +10,000 | $9.77F3 | +$97,700 | 3,185,000 | Indirect | |
| Sep 28, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +1,085 | $9.77F3 | +$10,600.45 | 158,817 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported above reflects the weighted average purchase price. This transaction was executed in multiple trades at prices ranging from $9.656 to $9.85; The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
Referenced by the price of 2 transactions in Table I.