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Opaleye Management Inc.'s Form 4 filing

Harrow, Inc. (HROW) · filed Sep 30, 2022

Accession no.
0001493152-22-027192
Filed
Sep 30, 2022
Trade date
Sep 28, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $108.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 28, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+10,000$9.77+$97,7003,185,000Indirect
Sep 28, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+1,085$9.77+$10,600.45158,817Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)