Opaleye Management Inc.'s Form 4 filing
Harrow, Inc. (HROW) · filed Aug 19, 2021
- Accession no.
- 0001493152-21-020734
- Filed
- Aug 19, 2021
- Trade date
- Aug 17-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $624.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +25,000 | $8.57F1 | +$214,250 | 3,040,000 | Indirect | |
| Aug 17, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +1,000 | $8.57F1 | +$8,570 | 146,000 | Indirect | |
| Aug 18, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +45,000 | $8.64F4 | +$388,800 | 3,085,000 | Indirect | |
| Aug 18, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +1,500 | $8.64F4 | +$12,960 | 147,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $8.5661. The range of purchase prices on the transaction date was $8.39 to $8.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 2 transactions in Table I.
- F4
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $ 8.6447. The range of purchase prices on the transaction date was $8.59 to $8.69 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 2 transactions in Table I.