Stief James F's Form 4/A amendment
AmendedDavey Tree Expert Co · filed May 25, 2022
- Accession no.
- 0001487329-22-000008
- Filed
- May 25, 2022
- Trade date
- May 24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 24, 2022
This filing lists 1 non-derivative transaction. It carries over 17 transactions from the original filing that it did not restate. Open-market sales total $316.7K. It was filed 1 day after the trade.
This amendment restates part of 0001487329-22-000006 (filed May 24, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stief James FCIK 0001487329 | Other: FORMER OFFICER |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −31,575 | $0.00 | $0 | 532,995 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001487329-22-000006 (filed May 24, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | SSaleDisposed | −17,495 | $18.10 | −$316,659.5 | 530,661 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +1,488 | $8.80 | +$13,094.4 | 532,149 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +4,082 | $9.55 | +$38,983.1 | 535,508 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −2,154 | $0.00 | $0 | 533,354 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −1,214 | $0.00 | $0 | 532,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $8.18 | +$65,440 | 540,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +6,000 | $8.80 | +$52,800 | 546,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +6,000 | $9.55 | +$57,300 | 552,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +6,000 | $10.55 | +$63,300 | 558,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +6,430 | $12.10 | +$77,803 | 564,570 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −1,488 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −4,082 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −6,430 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Payment of taxes in connection with PRSUs pay-out.
- F2
This total reflects routine accumulation of 108,569.2427 common shares acquired through the Company's 401(K) benefit plan as of May 24, 2022, based on internal records.