Stief James F's Form 4 filing
Davey Tree Expert Co · filed May 24, 2022
- Accession no.
- 0001487329-22-000006
- Filed
- May 24, 2022
- Trade date
- May 24, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 7 derivative transactions. Open-market sales total $316.7K. It was filed on the trade date.
This filing was later replaced by the amendment 0001487329-22-000008 (May 25, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stief James FCIK 0001487329 | Other: FORMER OFFICER |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | SSaleDisposed | −17,495 | $18.10 | −$316,659.5 | 530,661 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +1,488 | $8.80 | +$13,094.4 | 532,149 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −723 | $0.00 | $0 | 531,426 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +4,082 | $9.55 | +$38,983.1 | 535,508 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −2,154 | $0.00 | $0 | 533,354 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −1,214 | $0.00 | $0 | 532,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $8.18 | +$65,440 | 540,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +6,000 | $8.80 | +$52,800 | 546,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +6,000 | $9.55 | +$57,300 | 552,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +6,000 | $10.55 | +$63,300 | 558,140 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +6,430 | $12.10 | +$77,803 | 564,570 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −1,488 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −4,082 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −6,430 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.