Rodgers Thurman J's Form 4/A amendment
AmendedEnphase Energy, Inc. (ENPH) · filed Sep 18, 2023
- Accession no.
- 0001463101-23-000151
- Filed
- Sep 18, 2023
- Trade date
- Sep 14, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 18, 2023
This filing lists 3 non-derivative transactions. Open-market purchases total $4.00M. It was filed 4 days after the trade.
This amendment replaces 0001463101-23-000149 (filed Sep 18, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodgers Thurman JCIK 0001183967 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Common Stock | PPurchaseAcquired | +24,400 | $122.84F1 | +$2,997,296 | 85,200 | Indirect | |
| Sep 14, 2023 | Common Stock | PPurchaseAcquired | +4,100 | $122.47F3 | +$502,127 | 4,100 | Indirect | |
| Sep 14, 2023 | Common Stock | PPurchaseAcquired | +4,100 | $122.56F5 | +$502,496 | 4,100 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.59 to $123.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.
- F3
Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.36 to $122.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.
- F5
Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.50 to $122.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.
Remarks
This amendment is being filed to update certain footnotes. The original filing on September 18, 2023 incorrectly referenced an "average sales price" in footnotes 1, 3 and 5 and not "average purchase price." The shares were purchased and footnotes 1, 3 and 5 have been corrected to reflect the average purchase price of the shares acquired.