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Rodgers Thurman J's Form 4 filing

Enphase Energy, Inc. (ENPH) · filed Sep 18, 2023

Accession no.
0001463101-23-000149
Filed
Sep 18, 2023
Trade date
Sep 14, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $4.00M. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001463101-23-000151 (Sep 18, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rodgers Thurman JCIK 0001183967Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2023Common StockPPurchaseAcquired+24,400$122.84F1+$2,997,29685,200Indirect
Sep 14, 2023Common StockPPurchaseAcquired+4,100$122.47F3+$502,1274,100Indirect
Sep 14, 2023Common StockPPurchaseAcquired+4,100$122.56F5+$502,4964,100Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.59 to $123.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.36 to $122.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F5

Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.50 to $122.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)