Patrick Donald Huntley's Form 4/A amendment
AmendedFluent, Inc. (FLNT) · filed Jul 1, 2024
- Accession no.
- 0001437749-24-021838
- Filed
- Jul 1, 2024, 8:55 PM ET
- Trade date
- Dec 11, 2023-Mar 1, 2024
- Filing delay
- 203 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 6, 2024
This filing lists 2 non-derivative transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $12.9K. It was filed 203 days after the trade.
This amendment restates part of 0001437749-24-021837 (filed Jul 1, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Patrick Donald HuntleyCIK 0001735387 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001437749-24-006873 (filed Mar 6, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock | AGrant or awardAcquired | +15,000 | $0.49F1 | +$7,350 | 1,408,800 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The price listed in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.480 to $0.490, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. This filing corrects the original filing which incorrectly reported the weighted average price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person is amending the Form 4 to correct the transaction code for the reported transaction.
- F2
The price listed in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.480 to $0.490, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. This filing corrects the original filing which incorrectly reported the weighted average price.
Referenced by the price of 1 transaction in Table I.
- F3
The Reporting Person is amending the Form 4 to correctly report, in Table I, Column 5, the securities beneficially owned by the Reporting Person after the reported transaction.
- F4
The price listed in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.45 to $0.461, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.