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Patrick Donald Huntley's Form 4/A amendment

Amended

Fluent, Inc. (FLNT) · filed Mar 6, 2024

Accession no.
0001437749-24-006873
Filed
Mar 6, 2024, 6:24 PM ET
Trade date
Dec 11, 2023-Mar 1, 2024
Filing delay
86 days
Rule 10b5-1 plan
Not checked
Original filed
Dec 13, 2023

This filing lists 2 non-derivative transactions. It was filed 86 days after the trade.

This filing was later replaced by the amendment 0001437749-24-021837 (Jul 1, 2024). Trade tables on this site use the amended version.

This amendment replaces 0001437749-23-034300 (filed Dec 13, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Patrick Donald HuntleyCIK 0001735387Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 11, 2023Common StockAGrant or awardAcquired+15,000$0.49F1+$7,3501,408,800Direct
Mar 1, 2024Common StockAGrant or awardAcquired+10,000$0.558F2+$5,5801,418,800Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price listed in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.480 to $0.490, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. This filing corrects the original filing which incorrectly reported the weighted average price.

Referenced by the price of 1 transaction in Table I.

F2

The price listed in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.45 to $0.461, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

50% of the Stock Option grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.

Read the full filing on SEC EDGAR (opens in a new tab)