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Neman Jonathan's Form 4 filing

Sweetgreen, Inc. (SG) · filed Oct 30, 2024

Accession no.
0001415889-24-025774
Filed
Oct 30, 2024
Trade date
Oct 28, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $90.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Neman JonathanCIK 0001885247Director, Officer (CHIEF EXECUTIVE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 28, 2024Class A Common StockCConversionAcquired+1,010$0.00F1$01,010Indirect
Oct 28, 2024Class A Common StockSSaleDisposed−1,010$40.01F4−$40,410.10Indirect
Oct 28, 2024Class A Common StockMOption exerciseAcquired+1,263$0.96+$1,212.481,931,491Direct
Oct 28, 2024Class A Common StockSSaleDisposed−1,263$40.01F4−$50,532.631,930,228Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 28, 2024Class A Common StockCConversionDisposed−1,010$0.00$03,670,816Indirect
Oct 28, 2024Class A Common StockMOption exerciseDisposed−1,263$0.00$077,487Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.05. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)