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Lichter Jay's Form 4 filing

Janux Therapeutics, Inc.JANX · filed Oct 24, 2024

Accession no.
0001415889-24-025601
Filed
Oct 24, 2024
Trade date
Sep 13, 2024
Filing delay
41 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $178.1K. It was filed 41 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lichter JayCIK 000137635510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2024Common StockMOption exerciseAcquired+1,868$17.00+$31,7568,868Direct
Sep 13, 2024Common StockMOption exerciseAcquired+778$10.73+$8,347.949,646Direct
Sep 13, 2024Common StockMOption exerciseAcquired+778$13.22+$10,285.1610,424Direct
Sep 13, 2024Common StockMOption exerciseAcquired+391$39.80+$15,561.810,815Direct
Sep 13, 2024Common StockSSaleDisposed−3,815$46.68−$178,084.27,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 13, 2024Common StockMOption exerciseDisposed−1,868$0.00$027,138Direct
Sep 13, 2024Common StockMOption exerciseDisposed−778$0.00$011,308Direct
Sep 13, 2024Common StockMOption exerciseDisposed−778$0.00$011,308Direct
Sep 13, 2024Common StockMOption exerciseDisposed−391$0.00$07,682Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The number of securities reported in Column 5 of Table I and Column 9 of Table II represent the number of securities beneficially owned immediately following the transactions reported herein and do not reflect transactions that occurred on dates subsequent to the transactions reported herein. Form 4s filed by the reporting person on September 30, 2024 and October 18, 2024 are deemed amended hereby to give effect to the transactions effected on September 13, 2024 reported herein.

Read the full filing on SEC EDGAR (opens in a new tab)