Lichter Jay's Form 4 filing
Janux Therapeutics, Inc. (JANX) · filed Sep 30, 2024
- Accession no.
- 0001415889-24-024119
- Filed
- Sep 30, 2024, 8:49 PM ET
- Trade date
- Sep 26-30, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 22 non-derivative transactions and 8 derivative transactions. Open-market sales total $14.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lichter JayCIK 0001376355 | 10% Owner |
| Avalon Ventures XI, L.P.CIK 0001652901 | 10% Owner |
| Avalon BioVentures SPV I, L.P.CIK 0001844550 | 10% Owner |
| Avalon BioVentures I, LPCIK 0001873935 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2024 | Common Stock | SSaleDisposed | −49,497 | $46.78 | −$2,315,469.66 | 2,909,678 | Direct | |
| Sep 26, 2024 | Common Stock | SSaleDisposed | −9,592 | $46.78 | −$448,713.76 | 563,635 | Indirect | |
| Sep 26, 2024 | Common Stock | SSaleDisposed | −50,539 | $46.78 | −$2,364,214.42 | 2,970,875 | Indirect | |
| Sep 26, 2024 | Common Stock | SSaleDisposed | −40,803 | $47.77 | −$1,949,159.31 | 2,868,875 | Direct | |
| Sep 26, 2024 | Common Stock | SSaleDisposed | −7,908 | $47.77 | −$377,765.16 | 555,727 | Indirect | |
| Sep 26, 2024 | Common Stock | SSaleDisposed | −41,661 | $47.77 | −$1,990,145.97 | 2,929,214 | Indirect | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −45,894 | $46.42 | −$2,130,399.48 | 2,822,981 | Direct | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −8,894 | $46.42 | −$412,859.48 | 546,833 | Indirect | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −46,861 | $46.42 | −$2,175,287.62 | 2,882,353 | Indirect | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −1,511 | $47.74 | −$72,135.14 | 2,821,470 | Direct | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −293 | $47.74 | −$13,987.82 | 546,540 | Indirect | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −1,542 | $47.74 | −$73,615.08 | 2,880,811 | Indirect | |
| Sep 27, 2024 | Common Stock | MOption exerciseAcquired | +828 | $17.00 | +$14,076 | 7,828 | Direct | |
| Sep 27, 2024 | Common Stock | MOption exerciseAcquired | +345 | $10.73 | +$3,701.85 | 8,173 | Direct | |
| Sep 27, 2024 | Common Stock | MOption exerciseAcquired | +345 | $13.22 | +$4,560.9 | 8,518 | Direct | |
| Sep 27, 2024 | Common Stock | MOption exerciseAcquired | +234 | $39.80 | +$9,313.2 | 8,752 | Direct | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −1,826 | $46.19 | −$84,342.94 | 6,926 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseAcquired | +434 | $17.00 | +$7,378 | 7,360 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseAcquired | +181 | $10.73 | +$1,942.13 | 7,541 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseAcquired | +181 | $13.22 | +$2,392.82 | 7,722 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseAcquired | +123 | $39.80 | +$4,895.4 | 7,845 | Direct | |
| Sep 30, 2024 | Common Stock | SSaleDisposed | −958 | $46.24 | −$44,297.92 | 6,887 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2024 | Common Stock | MOption exerciseDisposed | −828 | $0.00 | $0 | 28,178 | Direct | |
| Sep 27, 2024 | Common Stock | MOption exerciseDisposed | −345 | $0.00 | $0 | 11,741 | Direct | |
| Sep 27, 2024 | Common Stock | MOption exerciseDisposed | −345 | $0.00 | $0 | 11,741 | Direct | |
| Sep 27, 2024 | Common Stock | MOption exerciseDisposed | −234 | $0.00 | $0 | 7,839 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseDisposed | −434 | $0.00 | $0 | 27,744 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseDisposed | −181 | $0.00 | $0 | 11,560 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseDisposed | −181 | $0.00 | $0 | 11,560 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseDisposed | −123 | $0.00 | $0 | 7,716 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.