Ru Nathaniel's Form 4 filing
Sweetgreen, Inc. (SG) · filed Sep 11, 2024
- Accession no.
- 0001415889-24-023247
- Filed
- Sep 11, 2024
- Trade date
- Sep 9-10, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.33M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ru NathanielCIK 0001885418 | Director, Officer (Chief Brand Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2024 | Class A Common Stock | CConversionAcquired | +7,400 | $0.00F1 | $0 | 7,400 | Indirect | Duplicate filing |
| Sep 9, 2024 | Class A Common Stock | SSaleDisposed | −5,134 | $28.48F4 | −$146,216.32 | 2,266 | Indirect | |
| Sep 9, 2024 | Class A Common Stock | SSaleDisposed | −2,266 | $29.34F5 | −$66,484.44 | 0 | Indirect | |
| Sep 9, 2024 | Class A Common Stock | MOption exerciseAcquired | +9,250 | $0.96 | +$8,880 | 1,961,379 | Direct | |
| Sep 9, 2024 | Class A Common Stock | SSaleDisposed | −6,417 | $28.48F4 | −$182,756.16 | 1,954,962 | Direct | |
| Sep 9, 2024 | Class A Common Stock | SSaleDisposed | −2,833 | $29.34F5 | −$83,120.22 | 1,952,129 | Direct | |
| Sep 10, 2024 | Class A Common Stock | CConversionAcquired | +12,580 | $0.00F1 | $0 | 12,580 | Indirect | Duplicate filing |
| Sep 10, 2024 | Class A Common Stock | SSaleDisposed | −12,580 | $30.14F7 | −$379,161.2 | 0 | Indirect | |
| Sep 10, 2024 | Class A Common Stock | MOption exerciseAcquired | +15,725 | $0.96 | +$15,096 | 1,967,854 | Direct | |
| Sep 10, 2024 | Class A Common Stock | SSaleDisposed | −15,725 | $30.14F7 | −$473,951.5 | 1,952,129 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2024 | Class A Common Stock | CConversionDisposed | −7,400 | $0.00 | $0 | 3,419,853 | Indirect | |
| Sep 9, 2024 | Class A Common Stock | MOption exerciseDisposed | −9,250 | $0.00 | $0 | 115,750 | Direct | |
| Sep 10, 2024 | Class A Common Stock | CConversionDisposed | −12,580 | $0.00 | $0 | 3,407,273 | Indirect | |
| Sep 10, 2024 | Class A Common Stock | MOption exerciseDisposed | −15,725 | $0.00 | $0 | 100,025 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.01 to $28.9943. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.0040 to $29.7627. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F7
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.34. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.