Lichter Jay's Form 4 filing
Janux Therapeutics, Inc. (JANX) · filed Sep 10, 2024
- Accession no.
- 0001415889-24-023153
- Filed
- Sep 10, 2024, 5:02 PM ET
- Trade date
- Sep 6-9, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $10.2M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lichter JayCIK 0001376355 | 10% Owner |
| Avalon Ventures XI, L.P.CIK 0001652901 | 10% Owner |
| Avalon BioVentures SPV I, L.P.CIK 0001844550 | 10% Owner |
| Avalon BioVentures I, LPCIK 0001873935 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2024 | Common Stock | SSaleDisposed | −108,365 | $42.00 | −$4,551,330 | 3,162,851 | Direct | |
| Sep 6, 2024 | Common Stock | SSaleDisposed | −20,991 | $42.00 | −$881,622 | 612,682 | Indirect | |
| Sep 6, 2024 | Common Stock | SSaleDisposed | −110,644 | $42.00 | −$4,647,048 | 3,229,374 | Indirect | |
| Sep 9, 2024 | Common Stock | MOption exerciseAcquired | +994 | $17.00 | +$16,898 | 8,077 | Direct | |
| Sep 9, 2024 | Common Stock | MOption exerciseAcquired | +414 | $10.73 | +$4,442.22 | 8,491 | Direct | |
| Sep 9, 2024 | Common Stock | MOption exerciseAcquired | +414 | $13.22 | +$5,473.08 | 8,905 | Direct | |
| Sep 9, 2024 | Common Stock | MOption exerciseAcquired | +277 | $39.80 | +$11,024.6 | 9,182 | Direct | |
| Sep 9, 2024 | Common Stock | SSaleDisposed | −2,182 | $42.33 | −$92,364.06 | 7,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2024 | Common Stock | MOption exerciseDisposed | −994 | $0.00 | $0 | 29,006 | Direct | |
| Sep 9, 2024 | Common Stock | MOption exerciseDisposed | −414 | $0.00 | $0 | 12,086 | Direct | |
| Sep 9, 2024 | Common Stock | MOption exerciseDisposed | −414 | $0.00 | $0 | 12,086 | Direct | |
| Sep 9, 2024 | Common Stock | MOption exerciseDisposed | −277 | $0.00 | $0 | 8,073 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.